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Reference

Financial Glossary (LCIRT01)


Description

Hundreds of financial industry terms to enlighten the mind!

Content
  • A
  • Account Closing Fees
  • Accredited Investor
  • Accumulation Plan
  • Acquisition Fee
  • Active Portfolio Management
  • Adjusted Cost Base (ACB)
  • Administrative Bodies
  • Alpha (see Active Portfolio Management)
  • Alternative Managed Products
  • Amortization
  • Amortization Period
  • Amortized Cost
  • Annual Information Form (AIF)
  • Annuitant
  • Annuity
  • Appraisal Firms
  • Arbitrage Transactions
  • Arithmetic Mean Return
  • Ask Price
  • Asset Allocation
  • Asset
  • Assets Under Management (AUM)
  • Assets Under Administration (AUA)
  • Auction Market
  • Audit
  • Autorité des marchés financiers (AMF)
  • Availability Bias
  • Average Annual Return
  • B
  • Back-End Load
  • Balance of Payments
  • Balanced Mutual Fund
  • Bank Rate
  • Bankers' Acceptance (BA)
  • Basis Point
  • Bear Market
  • Bearer Bond
  • Behavioural Biases
  • Behavioural Finance
  • Benchmark
  • Benchmark Index
  • Beneficiary
  • Best Practical Allocation
  • Beta
  • Biases
  • Bid Price
  • Board of Directors
  • Bond
  • Bond Fund
  • Branch Compliance Officer (BCO)
  • Bull Market
  • Business Cycle
  • c
  • Call Premium
  • Callable Preferred
  • Canada Education Savings Grants (CESGs)
  • Canada Pension Plan CPP)
  • Canada Premium Bond (CPB)
  • Canada Savings Bond (CSB)
  • Canadian Investment Funds Standards Committee (CIFSC)
  • Capital
  • Capital Account
  • Capital Gain
  • Capital Growth
  • Capital Loss
  • Career-Average Plan
  • Carry Forward
  • Cash Account
  • Cash Flow
  • Cash Flow from Operations to Total Debt Ratio
  • Cash Management
  • Chambre de la sécurité financière
  • Client Name Account
  • Client Service
  • Closed Mortgage
  • Closed-End Discretionary Funds
  • Closed-End Fund
  • Code of Ethics
  • Cognitive Bias
  • Cognitive Dissonance
  • Coincident Indicators
  • Collateral
  • Commercial Paper
  • Commodity Pools
  • Common Shares
  • Compliance
  • Compounding
  • Concentration Risk
  • Confidentiality
  • Consumer Price Index (CPI)
  • Contract Holder
  • Contraction
  • Contractionary
  • Contribution in Kind
  • Contribution Room
  • Conventional Mortgage
  • Convertible Bond
  • Convertible Preferred
  • Corporate Bonds
  • Correlation
  • Cost-Push Inflation
  • Coupon
  • Coupon Rate
  • Cumulative Preferred
  • Currency
  • Currency Forward Contract
  • Current Account
  • Current Assets
  • Current Income
  • Current Liabilities
  • Current Ratio
  • Current Yield
  • Cyclical Unemployment
  • Custodian
  • D
  • Dealer Market
  • Death Benefit
  • Debenture
  • Debt Instrument
  • Debt Security
  • Debt to Equity Ratio
  • Declaration of Trust
  • Deemed Disposition
  • Default Risk
  • Deferred Sales Charge
  • Defined Benefit Pension Plan
  • Defined Contribution Plan
  • Deflation
  • Demand
  • Demand-Pull Inflation
  • Deposit-Taking Institution
  • Depreciation
  • Derivatives
  • Direct Distribution
  • Directional Strategy
  • Disclosure
  • Discount
  • Discount Broker
  • Discount Rate
  • Discouraged Workers
  • Discretionary Funds
  • Discretionary Income
  • Discretionary Trading
  • Disinflation
  • Diversification
  • Dividend Fund
  • Dividend Income
  • Dividend Tax Credit (DTC)
  • Dividend Yield
  • Dollar Cost Averaging
  • Drawdowns
  • Dual Employment
  • Duration
  • Duty of Care
  • E
  • Earned Income
  • Earnings Per Common Share (EPS)
  • Economic Indicators
  • Effective Yield
  • Efficient Market
  • Electronic Commerce
  • Electronic Documents
  • Electronic Signature
  • Emotional Bias
  • Endowment Bias
  • Equilibrium Price
  • Equity
  • Equity Growth Fund
  • Equity Index Fund
  • Equity Mutual Fund
  • Ethical Conduct
  • Ethical Responsibility
  • Ethics
  • Event-Driven Strategy
  • Excess Returns
  • Exchange Rate
  • Exchange Rate Risk
  • Exchange Traded Fund (ETF)
  • Expansion
  • Expansionary Policy
  • Explicit Costs
  • Extra Dividend
  • f
  • Fairness
  • Final Average Plan
  • Final Good
  • Financial Action Task Force (FATF)
  • Financial Circumstances
  • Financial Goals and Objectives
  • Financial Intermediaries
  • Financial Markets
  • Financial Planning
  • Financial Planning Pyramid
  • Financial Statement Analysis
  • First-Order Risk
  • Fiscal Policy
  • Fiscal Year
  • Fixed Assets
  • Fixed Trust
  • Fixed-Dollar Withdrawal Plan
  • Fixed-Income Fund
  • Fixed-Income Securities
  • Fixed-Period Withdrawal Plan
  • Flat Benefit Plan
  • Forecast
  • Foreign Exchange Risk
  • Foreign Investors
  • Frequent Trader
  • Frequent Trading Charge
  • Frictional Unemployment
  • Front-End Load
  • Fund Distributor
  • Fund Facts Document
  • Fund Manager
  • Fund of Funds
  • Fund Sponsor
  • Fund Wrap
  • Fundamental Analysis
  • Futures Contract
  • G
  • Geometric Mean Return
  • Glide Path
  • Global Equity Fund
  • Global Mutual Fund
  • Government Bond
  • Gross Domestic Product (GDP)
  • Gross Profit Margin Ratio
  • Gross Profit
  • Growth at a Reasonable Price (GARP)
  • Growth Investing
  • Guaranteed Investment Certificate (GIC)
  • Guaranteed Minimum Withdrawal Benefit (GMWB)
  • H
  • Hedge Fund
  • Hedging
  • High-Water Mark
  • Holding Period Return
  • Holdings-Based Style Analysis
  • Household Budget
  • Hurdle Rate
  • Hybrid Security
  • i
  • Implicit Costs
  • Incentive Fees
  • Independent Review Committee
  • Inflation
  • Initial Public Offering (IPO)
  • Insider
  • Insider Trading
  • Instalment Debenture
  • Institutional Investor
  • Interest Coverage Ratio
  • Interest Income
  • Interest Rate
  • Interest Rate Anticipation
  • Interest Rate Risk
  • International Funds
  • Interval Funds
  • Inventory Turnover Ratio
  • Investigation and Prosecution
  • Investment Company
  • Investment Dealer
  • Investment Fund
  • Investment Horizon
  • Investment Industry Regulatory Organization of Canada (IIROC)
  • Investment Knowledge
  • Investment Manager
  • Investment Policy Statement (IPS)
  • Investment Portfolio
  • j
  • January Effect
  • K
  • Know Your Client (KYC)
  • Know Your Product
  • L
  • Labour Force
  • Lagging Indicator
  • Leading Indicator
  • Legal Responsibility
  • Leverage
  • Liabilities
  • Life Annuity
  • Life-Cycle Hypothesis
  • Life Income Fund (LIF)
  • Life Insurance
  • Life Withdrawal Plan
  • Limit Order
  • Limited Partnership
  • Liquidity
  • Liquidity Ratio
  • Lock-Limit Up / Lock-Limit Down
  • Locked-In Retirement Account (LIRA)
  • Locked-In RRSP
  • Long Position
  • Long-Term Liabilities
  • Loss Aversion
  • M
  • Macroeconomics
  • Managed Futures
  • Managed Products
  • Management Expense Ratio (MER)
  • Management Fees
  • Margin
  • Margin Account
  • Marginal Tax Rate
  • Market
  • Market Efficiency
  • Market Order
  • Market Ratios
  • Market Review
  • Market Risk
  • Market Sentiment
  • Market Timing
  • Marketable Government Bond
  • Material Fact
  • Maturity Date
  • Maturity Guarantee
  • Mean
  • Microeconomics
  • Momentum Investing
  • Monetary Aggregates
  • Monetary Policy
  • Money Laundering
  • Money Market Fund
  • Money Purchase Plan
  • Mortgage
  • Mortgage Fund
  • Mutual Fund
  • Mutual Fund Sales Representative
  • n
  • National Instrument 81-101
  • National Instrument 81-102
  • National Registration Database (NRD)
  • Natural Resource Fund
  • Natural Unemployment Rate
  • Net Asset Value Per Unit (NAVPU)
  • Net Profit Margin
  • Net Worth
  • New Account Application Form (NAAF)
  • No-Load Fund
  • Nominal GDP
  • Nominal Interest Rate
  • Nominal Return
  • Nominee Account
  • Nominee Owner
  • Non-Conventional Mortgage
  • Non-Deposit-Taking Institution
  • o
  • Odd Lot
  • Offering Memorandum (OM)
  • Old Age Security (OAS)
  • Open Mortgage
  • Open-End Trust
  • Open-Ended Mutual Fund
  • Open-Market Operations
  • Operating Expenses
  • Operating Performance Ratios
  • Option Contract
  • Option Premium
  • Organized Exchange
  • Output Gap
  • Over-Contribution
  • Over-the-Counter (OTC) Market
  • Overconfidence
  • Overnight Rate
  • P
  • Par Value
  • Participating Preferred
  • Participation Rate
  • Passive Portfolio Management
  • Payments Canada
  • Peer Group
  • Perfect Negative Correlation
  • Perfect Positive Correlation
  • Performance Assessment
  • Performance Averaging Formulas
  • Performance Participation Cap
  • Performance Universe
  • Perpetual Preferred
  • Personal Circumstances
  • Personal Data
  • PIPEDA: Personal Information Protection and Electronic Documents Act
  • Philips Curve
  • Policy Statements
  • Pooled Registered Pension Plan (PRPP)
  • Portfolio Allocation Service
  • Portfolio Asset Allocation
  • Portfolio Funds
  • Portfolio Investment Objectives
  • Portfolio Manager
  • Potential GDP
  • Pre-Authorized Contribution Plan (PAC)
  • Precious Metals Funds
  • Preferred Dividend Funds
  • Preferred Shares
  • Premium
  • Price-Earnings Ratio (P/E)
  • Primary Market
  • Principal Protected Note (PPN)
  • Privacy Commissioner
  • Private Placement
  • Probate
  • Professional Management
  • Professional Responsibility
  • Profit
  • Prohibited Practices
  • Prospectus
  • Purchase Price Per Unit
  • Purchasing Power
  • q
  • Quartile Ranking
  • Québec Pension Plan (QPP)
  • Quick Ratio
  • r
  • Rate of Return
  • Ratio Analysis
  • Ratio Withdrawal Plan
  • Real Estate Market
  • Real Gross Domestic Product (Real GDP)
  • Real Interest Rate
  • Real Rate of Return
  • Record Keeping
  • Redemption Feature
  • Redemption Fee
  • Referral Arrangement
  • Registered Education Savings Plan (RESP)
  • Registered Pension Plan (RPP)
  • Registered Retirement Income Fund (RRIF)
  • Registered Retirement Savings Plan (RRSP)
  • Registrar
  • Registration
  • Regret Aversion
  • Regular Dividend
  • Regulators
  • Regulatory Bodies
  • Relative Value
  • Representativeness Bias
  • Reset Option
  • Retail Investors
  • Retained Earnings
  • Return
  • Return on Common Equity (ROE) Ratio
  • Returns-Based Style Anlaysis
  • Reward-To-Risk Ratio
  • Right of Redemption
  • Risk
  • Risk Analysis Ratios
  • Risk Aversion
  • Risk Profile
  • Risk Tolerance
  • Risk-Adjusted Rate of Return
  • S
  • Sacrifice Ratio
  • Safety of Capital
  • Sales Charges
  • Sales Commission
  • Savings
  • Second-Order Risks
  • Secondary Market
  • Sector Rotation
  • Sector Trading
  • Sector Weighting
  • Secured Bond
  • Securities
  • Securities Commission
  • Security Analysis
  • Security Selection
  • SEDAR: System for Electronic Document Analysis and Retrieval
  • Segregated Fund
  • Self-Regulatory Organizations (SROs)
  • Serial Bond
  • Service Fee
  • Set-Up Fee
  • Seven-Day Yield
  • Shareholder
  • Shareholders' Equity
  • Sharpe Ratio
  • Shelf Registration
  • Short Position
  • Short Selling
  • Short-Term Bond Fund
  • Simple Rate of Return
  • Simplified Prospectus
  • Small Cap Funds
  • Soft Landing
  • Sophisticated Investor
  • Source of Capital
  • Specialty Mutual Fund
  • Speculator
  • Spousal RRSP
  • Stability
  • Standard Deviation
  • Standard Equity Funds
  • Standard Trading Unit
  • Standards of Conduct
  • Statement of Changes in Equity
  • Statement of Comprehensive Income
  • Statement of Financial Position
  • Statement of Investment Objectives
  • Status Quo
  • Stock
  • Stock Exchange
  • Strategic Asset Allocation
  • Structural Unemployment
  • Style Analysis
  • Style Drift
  • Suitability
  • Supply
  • Survivorship Bias
  • Switch Fee
  • Systematic Risk
  • Systematic Withdrawal Plan
  • T
  • T3 Statement
  • T5 Statement
  • Target-Date Fund
  • Tax-Free Savings Account (TFSA)
  • Technical Analysis
  • Term
  • Term to Maturity
  • Terrorist Financing
  • Time-Weighted Maturity
  • Time-Weighted Return (TWR)
  • Total Assets
  • Total Liabilities
  • Tracking Error
  • Trading Costs
  • Trailer Fee
  • Transfer Agent
  • Transfer Fee
  • Treasury Bill (T-Bill)
  • Trend Ratio
  • Trust Deed
  • Trustee
  • Trustee Fee
  • Trustworthiness
  • Turnover Rate
  • U
  • Underwriting
  • Unemployment Rate
  • Unique Risk
  • Unsolicited Orders
  • Users of Capital
  • V
  • Value Investing
  • Value Ratios
  • Variability
  • Variable Annuity
  • Variance
  • Vested
  • Volatility
  • Voluntary Accumulation Plan
  • W
  • Wealth
  • Whipsaws
  • Working Capital
  • Working Capital Ratio
  • X
  • Y
  • Yield
  • Yield Curve
  • Yield to Maturity
  • Z
Completion rules
  • All units must be completed