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Intro to Canada's Financial Services Industry (LCI1102)

Continuing Education → Professional Development


Description

From the bottom up, this is an introduction to Canada's financial services industry. We cover the basics of capital, capital markets, financial intermediaries, financial markets, regulators and regulations. It's everything you wanted to know about the industry, but didn't want to ask!

CE Credits: 1

Content
  • Introduction
  • Capital
  • What is Investment Capital?
  • Sources and Users of Capital
  • Financial Instruments
  • Financial Instruments
  • Debt Instruments
  • Equity Instruments
  • Investment Funds
  • Derivatives
  • Financial Intermediaries
  • Financial Intermediaries
  • Deposit Taking Institutions
  • Non-Deposit Taking Institutions
  • Financial Markets
  • Financial Markets
  • Auction and Dealer Markets
  • Clearing Agencies
  • Regulatory Framework
  • Financial Regulators
  • Self-Regulatory Organizations (SROs)
  • Provincial Securities Regulators
  • Federal Financial Agencies
  • Complaints and Industry Ombudsmen
  • Deposit Insurance and Investor Protection
  • National Registration Database (NRD)
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: Forever